Bilingual Compliance Officer

Full time Confidential in HOSPITALITY Email Job
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Job Detail

  • Offered Salary 1000
  • Career Level Officer
  • Experience 6 Years
  • Gender N/A
  • Industry Hospitality
  • Qualifications Degree Bachelor

Job Description

Description:

  • Develop and implement a compliance program of the post trade services in
    line with regulatory framework and international IOSCO standards
  • Advice management on matters related to the organization’s compliance
    with applicable laws and regulations
  • Draft and revise company policies in line with supporting regulatory
    framework
  • Keep abreast of changing regulatory environment and update management
    of impact of these changes on the organisation
  • Coordinate with local and international regulators, members in the area of
    compliance related to CCP and CSD
  • Perform regular and surprise inspection of its members to make sure they
    abide by the applicable legislations and all the regulations issued by the Market, Depository, CCP and the market authority
  • Develop, implement and monitor compliance with ERM framework and
    policies and procedures for the organisation in line with organisation Risk
    objectives
  • Create reliable internal controls and monitor adherence to those controls in
    line with organisations objectives
  • Assist business units in recording the risks and establishing the risk register
    for the organisation.
  • Evaluate and update the risk rating as per the audit reports and amend the
    risk register with new risk
  • Provide training to internal employees on necessary regulations and industry
    practices
  • Works with a long-term perspective in addressing customer needs
  • Takes a partnership approach.
  • Looks for long-term benefits to the customer
  • Becomes intimately involved in and ‘expert’ on the customers business
  • Seeks mutual gain partnership with key customers
  • Reviews activities to ensure that thinking and actions are focused on
    customer needs
  • Identifies problems
  • Secures relevant information from all sources and seeks potential solutions
  • Synthesizes complex or diverse information
  • In case of conflict, remains calm and thinks of logical ways to solve the
    problem
  • Clear about who should be given which tasks
  • Capable of giving effective feedback to subordinates & superiors

Skills

Criteria:

  • Fluent English and Arabic are mandatory
  • Ability to translate Arabic to English and vice-versa.
  • To perform this job successfully, an individual should have knowledge of Audit analysis software, Audit Automation tool, and power point and Word
    Processing software
  • Degree in law, finance, business management or equivalent
  • Certified Professional certification in compliance field is a plus
  • Shortlisted candidates will be required to clear relevant accreditation exam
    requirements from SCA
  • 5 – 8 years proven experience in a Compliance Officer role in a financial
    industry especially in Stock Exchanges, Regulatory body, Banks or large Brokering firms
  • Should be well versed with local and international regulations such as
    IOSCO PFMI principles and ESMA requirements related to markets
    especially post trade services including Clearing house (CCP) and
    Depository (CSD)
  • Must have detailed knowledge of the functioning of the securities and
    derivatives markets, clearing house (CCP) and the Depository (CSD)
  • Must have experience in developing and implementing a compliance
    program of the Organisation, advice management on the organization’s
    compliance with laws and regulations and also a compliance framework for
    supervising Members
  • Should have experience to deal with local and international Regulators,
    members in the area of compliance related to CCP and CSD

Preferred Candidate

Career LevelMid Career
Years of ExperienceMin: 5 Max: 8
Residence LocationUnited Arab Emirates
NationalityAlgeria; Bahrain; Comoros; Djibouti; Egypt; Iraq; Jordan; Kuwait; Lebanon; Libya; Mauritania; Morocco; Oman; Palestine; Qatar; Saudi Arabia; Somalia; Sudan; Syria; Tunisia; United Arab Emirates; Yemen
DegreeBachelor’s degree / higher diploma

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